Ask X3
Ask X3 › Guides › Drug & Alcohol Testing

What does 49 CFR 40.291 (What is the role of the SAP in the evaluation, referral, and treatment process of an employee who has violated DOT agency drug and alcohol testing regulations?) require?

Generated guidance. Confirm the source and its applicability before you act. How we check sources.

According to 49 CFR 40.291, a Substance Abuse Professional (SAP) is required to:

1. Make a clinical assessment and evaluation to determine what assistance an employee needs to resolve drug and/or alcohol problems. This can be done in-person or remotely (if allowed by the SAP's license), provided the technology allows for real-time audio and visual interaction with sufficient quality and security to gather all necessary information while protecting confidentiality.

2. Refer the employee to an appropriate education and/or treatment program.

3. Conduct a follow-up evaluation (in-person or remotely, meeting the same technology standards) to determine if the employee actively participated in the program and successfully complied with the initial recommendations.

4. Provide the Designated Employer Representative (DER) with a follow-up drug and/or alcohol testing plan for the employee.

5. Provide both the employee and employer with recommendations for continuing education and/or treatment.

Overall, the SAP's role is to protect the public interest in safety by professionally evaluating the employee and recommending appropriate education, treatment, follow-up tests, and aftercare, rather than acting as an advocate for either the employer or the employee.

§ 49 CFR 40.291 · eCFR ↗Sources retrieved: 1 retrieved CFR section

Related questions

What does 49 CFR 40.61 (What are the preliminary steps in the drug testing collection process?) require? — Ask X3What does 49 CFR 40.27 (May an employer require an employee to sign a consent or release in connection with the DOT drug and alcohol testing program?) require? — Ask X3What does 49 CFR 40.341 (Must service agents comply with DOT drug and alcohol testing requirements?) require? — Ask X3What does 49 CFR 382.605 (Referral, evaluation, and treatment) require? — Ask X3